Onboarding for Financial Advisors
Client Onboarding for Financial Advisors
Build trust from the first interaction. Collect KYC documents, investment preferences, and signed advisory agreements through a secure, compliant portal.
Sound familiar?
Common onboarding challenges financial advisors face every day.
KYC/AML compliance burden
Collecting and verifying identity documents is time-consuming and error-prone.
Risk profiling delays
Clients delay completing risk assessment questionnaires, stalling portfolio setup.
Sensitive data handling
Financial data requires secure handling that email and shared drives don't provide.
Advisory agreement logistics
Getting investment advisory agreements signed involves printing, scanning, and mailing.
What you can automate
- ✓Collect KYC documents (ID, proof of address, tax ID)
- ✓Complete risk tolerance and investment preference questionnaires
- ✓Send and sign investment advisory agreements
- ✓Gather account information for transfers and rollovers
- ✓Share financial planning onboarding packets and questionnaires
Built for financial advisors
Secure KYC Portal
Encrypted document collection with identity verification workflows built in.
Risk Profiling
Interactive questionnaires that assess risk tolerance and generate client investment profiles.
Advisory Agreement Signing
Digital signing of advisory agreements, ADV Part 2 acknowledgments, and privacy policies.
Account Transfer Workflows
Guided steps for ACAT transfers, rollovers, and new account funding.
Onboard Financial Clients Compliantly
Start your free trial — set up in under 5 minutes.
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